The Investment Management Forum is EFAMA’s flagship event, bringing together industry leaders, investors and policymakers to discuss topics of common interest and importance.
We are back with the 29th edition, which will take place in person at the Chancellerie Auditorium of BNP Paribas Fortis in Brussels from 23 – 24 November 2023.
We have prepared an exciting programme featuring keynote speeches, an exclusive CEO panel and panel sessions
Alternative investments and their role in achieving the Commission’s objectives for the Capital Markets Union
Since October 2022, Jean-Paul Servais is the chairman of the board of the International Organization of Securities Commissions (IOSCO). IOSCO is the membership organization composed of the world’s financial securities and markets regulators involved in the supervision of 95 % of the financial sector at international level. He is also the Chairman of the IOSCO European Regional Committee and he served three successive terms as Vice-Chair of the IOSCO board between 2016 and 2022 until he was elected as IOSCO board chair.
Between 2017 and 2023, Mr. Servais chaired the IFRS Foundation Monitoring Board, which consists of global financial regulators and whose main objective is to provide oversight to the IFRS Foundation. In parallel, he was the co-chair of the Monitoring Group (2021-2023), a group of international financial institutions and regulatory bodies committed to advancing the public interest in areas related to international audit standard setting and audit quality. Within IOSCO, Jean-Paul also led the SPAC network, which successfully delivered a final report in May 2023.
Besides his international responsibilities, Mr Servais is the Chairman of the Belgian Financial Services and Markets Authority (FSMA). In this capacity, he is a board member of other international supervisory bodies for the financial sector such as the European Securities and Markets Authority (ESMA), and the European Systemic Risk Board (ESRB). Besides, he sits on a number of supervisory colleges that coordinate the (cross-border) supervision of financial institutions and infrastructures.
Through these experiences Jean-Paul has accrued a unique blend of supervisory expertise and regulatory acumen as it relates to international financial services. Jean-Paul is known for his commitment towards investor protection. To this end, he has successfully led initiatives to promote the importance of financial education. Beyond his thorough understanding on the functioning of traditional financial services and markets, Jean-Paul is an engaged and influential figure on sustainable finance and digital regulatory agendas.
Jean-Paul teaches at the Université Libre de Bruxelles (ULB, University of Brussels), where he is part-time professor in International Business Law and in the specialised Master in Tax Law.
He is author or co-author of more than 400 contributions, mostly engaging on European and international systems of financial supervision and regulation issues.
Verena Ross is the Chair of the European Securities and Markets Authority (ESMA). She took up the role on 1 November 2021 and is responsible for representing the Authority as well as preparing the work of and chairing its Board of Supervisors and Management Board.
Between 2011 and 2021 Verena Ross served as ESMA’s first Executive Director, when she was responsible for building up the organisation and overseeing its day to day running.
Prior to this, Verena held a number of senior posts in the UK’s Financial Services Authority (FSA) and was a member of the FSA’s Executive Committee. Verena joined the FSA in 1998 to run the Executive Chairman’s office during the regulator’s start-up phase and was briefly a seconded advisor to the Hong Kong Securities and Futures Commission in 2000. She held various positions in the FSA’s Markets Division and was Director of Strategy & Risk Division before becoming Director of the International Division.
Verena is a German national. Following studies in Sinology and Economics in Hamburg, Taipei and London (SOAS) she began her career at the Bank of England in 1994, where she worked as an economist and banking supervisor.
Professional experience in the European Institutions:
Since 04/03/2020: Director-General – DG Financial Stability, Financial Services and Capital Markets Union (FISMA)
16/12/2015 – 03/03/2020: Deputy Director-General in charge of Directorates B, C, D and E in DG FISMA
11/2014 – 12/2015: Director for Financial System Surveillance and Crisis Management in DG FISMA: Part of the Directorate was transferred from DG ECFIN and remains responsible for analysis of financial-sector developments at global, EU and Member-State level (including participation in the external financial assistance programmes for Greece, Ireland, Portugal, Spain and Cyprus). Other areas of responsibility include (a) managing the EU framework for macro- prudential policy, including participation in the European Systemic Risk Board; (b) establishing/management of EU framework for crisis management in the financial sector, notably through arrangements for recovery and resolution; and (c) participation in the Single Resolution Board in support of the Commission’s role as joint resolution authority within the Banking Union.
05/2010 – 10/2014: Director for Financial Stability and Monetary Affairs in DG ECFIN: Directorate was created in response to the economic and financial crisis of 2008/2009 and was responsible for analysis of financial-sector developments at global, EU and Member-State level (including participation in the external financial assistance programmes for EL, IE, PT, ES and CY). Other areas of responsibility were (a) analysis of developments in the EU banking sector, specifically in co-operation with DG COMP in applying state-aid policies; (b) development of EU-level sovereign instruments (i.e. the EFSF, the EFSM and the ESM; and (c) monitoring developments in monetary policy in the euro area and the Member States, supporting the Commissioner in the ECB Governing Council.
05/2000 – 04/2010: Head of Unit for Financial Markets and Financial Intermediaries in DG ECFIN. Unit was responsible for monitoring developments in EU financial markets, notably for fixed-income securities, equities and derivatives. Other areas of responsibility included monitoring progress in the integration of euro-denominated financial markets, progress in completing the
Internal Market for financial services, developments in the EU venture capital markets, and issues related to prudential supervision. The Unit also provided technical/secretarial support to the Giovannini Group, producing two reports on EU clearing and settlement arrangements and the EFC Sub-Group on EU Government Bonds and Bills Markets.
01/1996 – 04/2000: Principal administrator/administrator in DG ECFIN, working mainly on analysis of monetary/exchange rate aspects of the preparations for EMU.
01/1994 – 12/1995: Economist in the Treasurer’s Department of the International Monetary Fund, monitoring foreign exchange and financial markets.
06/1992 – 12/1993: Administrator in DG ECFIN, monitoring foreign-exchange and financial markets in context of functioning of the European Monetary System.
05/1987 – 12/1991: Administrator/administrative assistant in DG ECFIN, working as desk officer for Ireland and covering the real, monetary and financial sectors of the economy
03/1986 – 04/1987: Administrative assistant in DG AGRI (EAGGF), working on financial aspects of agricultural intervention policy.
Professional experience before joining the European Institutions:
11/1984 – 02/1986: Economic adviser in the Department of Labour (Dublin), responsible mainly for providing economic advice to the Minister and Secretary General; providing economic assistance to the Department’s planning unit and European affairs unit; member of drafting team for the Government’s White Paper on training 1986; member of National Committee on Industrial Competitiveness; member of Department liaison group with the International Labour Office in
Geneva.
10/1983 – 10/1984: Executive officer in the Department of Energy, Dublin responsible mainly for economic analysis of oil supply and utilisation in Ireland; economic assessment of viability of national oil refinery; economic assessment of viability of alternative energy sources; managing data base of national statistics on energy supply, utilisation and prices.
10/1978 – 09/1980: Executive officer in the Department of Industry, responsible mainly for management of licensing system for mineral prospecting in Ireland; collection and dissemination of relevant statistics; liaison with the Geological Survey Office of Ireland; secretary of the ad hoc Committee on Uranium Prospecting in Ireland.
John Schindler joined the FSB as the Secretary General in
February 2023. Prior to that, Mr Schindler spent more than
20 years at the Federal Reserve Board (FRB), most recently
as a Senior Associate Director in the FRB’s Division of
Financial Stability. In that role, he helped set strategic
direction for the division as part of the senior leadership team
and served as the first chair of the FRB’s Financial Stability
Climate Committee. During the Global Financial Crisis, he
was seconded to the US Treasury Department as Chief
International Economist, and from 2015-2016, he was
seconded to the FSB Secretariat. Mr Schindler also taught
classes at Johns Hopkins University for more than 15 years
and published research on a variety of topics in both
economic and finance journals. He holds a PhD in
economics from the University of Pennsylvania and a
bachelors degree in economics and mathematics from
Washington and Lee University. He is married and has five
children.
Karin van Baardwijk (1977) is Chief Executive Officer of Robeco and chair of the
Executive Committee. Prior to being appointed in January 2022, Karin was Robeco’s Chief Operating Officer and Deputy CEO. She has been a member of the Board of Directors since 2012 and became a member of Robeco’s Executive Committee in 2015.
Since 2022 she is part of the board of the Dutch Fund and Asset Management Association (DUFAS).
Karin has a long and proven track record with Robeco. She joined the company in
2006 and held various senior management positions in Information Services, including Chief Information Officer, and in Risk Management, as Head of Operational Risk Management.
Karin started her professional career in 2002 in the internal auditing department at Sara Lee and transferred to financial services two years later when she joined Atos Consulting. She holds a double Master’s degree in Business Economics and
Corporate Law from the University of Utrecht.
Nathalia is Co-Head of Lombard Odier Investment Managers (LOIM) and a limited partner of the Lombard Odier Group since 2016.
Nathalia joined LOIM in August 2004 to lead the convertible bonds team, growing the franchise from USD200m to USD8bn over the following decade. Subsequently, Nathalia became Head of Convertibles and Fixed Income and Co Head of LOIM in January 2021.
Prior to joining LOIM, Nathalia was head of convertible bonds portfolio management at Cyril Finance AM where she started in 1998 as portfolio manager for money market funds/short duration fixed income. She began her career as an assistant portfolio manager for bond and money market investments at JP Morgan Investment Management from 1997 to 1998.
Nathalia earned a master’s degree in management from Audencia Business School in France in 1997.
Hamish Forsyth is president – Europe and Asia at Capital Group Companies Global, part of Capital Group. He has 30 years of investment industry experience, all with Capital Group. Earlier in his career, Hamish was part of the team that launched Capital’s mutual fund distribution activities outside the U.S. and he is currently chair of Capital Group’s Luxembourg management company. He holds a master’s degree with first-class honours in philosophy, politics and economics from Trinity College, University of Oxford. Hamish is based in London.
Philippe Setbon began his career in 1990 as a financial analyst at Barclays
Bank in Paris. Between 1993 and 2003, Philippe was with Groupe
AZUR-GMF, first as a portfolio manager for European stocks, then as Head of
Asset Management.
He then moved to Rothschild & Cie Gestion as Head of Equity Portfolio
Management before joining Generali Group in 2004 where he held a
succession of senior roles including CEO of Generali Investments France,
CEO of Generali Investments Europe Sgr and CIO of Generali Group.
He then joined Groupama in 2013 as CEO of Groupama Asset Management.
He became CEO of Ostrum Asset Management (previously Natixis AM) in
2019.
Philippe serves as president of the French Asset Management Association
(AFG) since June 2022.
Philippe holds a Master’s degree in Finance from Paris-Dauphine, a specialized degree of higher studies (DESS) in Finance from Paris-Dauphine
and graduated from the French Financial Analysts Association (Société
Française des Analystes Financiers).
This year’s Investment Management Forum will be a unique opportunity to discuss the state of the European investment management industry, changing customer expectations, retail participation in capital markets, the growth of sustainable finance and how to successfully navigate a challenging macroeconomic and geopolitical outlook and turbulent markets. Four CEOs will share their own experience and views on these events, and more.
Find out what prominent EU policymakers and industry leaders have to say about the next Commission’s priorities for financial services and asset management. Are we making effective progress towards a Capital Markets Union? Is the EU on track with its ambitious sustainable and digital finance agendas? What should the next targets be and what role can asset managers play?
Leading asset managers will discuss the coming changes to the US settlement cycle and what this means beyond the US market. What does a move to T+1 mean for players along the settlement chain? What is the rationale for shortening the settlement cycle, and how prepared is Europe for trading in a US T+1 environment? These are just some of the topics to be covered in this session, along with the burning question: should the EU also be considering a move to T1?
In the aftermath of Covid-19, financial stability remains a heavily debated topic in European and global policymaking circles. The recent FSB and IOSCO consultations on liquidity management in open-ended funds seek to update their previous recommendations in light of the “lessons learnt” from March 2020 and more recent market corrections. There is no better moment to speak to the Secretary General of the FSB on the motivations behind the FSB’s most recent work and where its ultimate policy objectives may lie.
Sustainable finance regulations are only a few years old and have been a significant learning exercise so far. It has become increasingly clear that improvements can still be made, with the disclosure framework for ESG investing currently under review. In this session, industry experts, leading policymakers and sustainability stakeholders will discuss the challenges and successes to date, as well as what the future should look like.
Many years of discussion have culminated in the European Commission releasing their long-awaited Retail Investment Strategy. The goal is to increase European retail participation in capital markets, which would benefit the EU’s population of savers as well as further the Capital Markets Union project. This session gathers together influential policymakers, asset managers and industry experts to debate the pros and cons of the various proposals. What is “value for money” through an EU citizen’s lens? What does it mean to ban execution-only commissions? Is the package in line with the EU’s digital and sustainable finance vision?
This year’s Investment Management Forum will be a unique opportunity to discuss the state of the European investment management industry, changing customer expectations, retail participation in capital markets, the growth of sustainable finance and how to successfully navigate a challenging macroeconomic and geopolitical outlook and turbulent markets. Four CEOs will share their own experience and views on these events, and more.
Find out what prominent EU policymakers and industry leaders have to say about the next Commission’s priorities for financial services and asset management. Are we making effective progress towards a Capital Markets Union? Is the EU on track with its ambitious sustainable and digital finance agendas? What should the next targets be and what role can asset managers play?
Leading asset managers will discuss the coming changes to the US settlement cycle and what this means beyond the US market. What does a move to T+1 mean for players along the settlement chain? What is the rationale for shortening the settlement cycle, and how prepared is Europe for trading in a US T+1 environment? These are just some of the topics to be covered in this session, along with the burning question: should the EU also be considering a move to T1?
In the aftermath of Covid-19, financial stability remains a heavily debated topic in European and global policymaking circles. The recent FSB and IOSCO consultations on liquidity management in open-ended funds seek to update their previous recommendations in light of the “lessons learnt” from March 2020 and more recent market corrections. There is no better moment to speak to the Secretary General of the FSB on the motivations behind the FSB’s most recent work and where its ultimate policy objectives may lie.
Sustainable finance regulations are only a few years old and have been a significant learning exercise so far. It has become increasingly clear that improvements can still be made, with the disclosure framework for ESG investing currently under review. In this session, industry experts, leading policymakers and sustainability stakeholders will discuss the challenges and successes to date, as well as what the future should look like.
Many years of discussion have culminated in the European Commission releasing their long-awaited Retail Investment Strategy. The goal is to increase European retail participation in capital markets, which would benefit the EU’s population of savers as well as further the Capital Markets Union project. This session gathers together influential policymakers, asset managers and industry experts to debate the pros and cons of the various proposals. What is “value for money” through an EU citizen’s lens? What does it mean to ban execution-only commissions? Is the package in line with the EU’s digital and sustainable finance vision?
If you are interested in sponsoring the 2023 edition of the Investment Management Forum, please get in touch by clicking the button below.
Sponsored by
Waystone leads the way in specialist services for the asset management industry.
Partnering institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving assets under management in excess of $2Tn.
Waystone provides its clients with the guidance and tools to allow them to focus on managing their investment goals with confidence.
CANDRIAM – Conviction AND Responsibility In Asset Management – is a European management company
– Looked after client assets for over a quarter of a century
– With asset management centres in Paris, Luxembourg, Brussels and London
– And over 600 investment specialists to better understand the markets
– And more than EUR143 billion under management (1).
A sustainable investment pioneer with a track record originating back in 1996, Candriam offers investment solutions across all key asset classes: bonds, equities, absolute return, real estate, as well as asset allocation. We are a member of one of the world’s leading life insurers the New York Life group, who share with us our long-term vision of offer clients sustainable quality solutions and strong investment performance over the long term.
We’re not just a law firm working in the asset management sector. We’re part of the industry ecosystem. The breadth of our client list underlines our deep industry expertise. Our immersion in the sector enables us to go beyond technical legal guidance, delivering rounded, actionable strategic advice. It’s also informed the development of innovations such as navigator, the sector–leading online subscription service that provides information on global cross-border distribution of funds, portfolio management, share disclosure obligations and tax to subscribers.
Address: Rue de la Chancellerie 1, 1000 Bruxelles
If you are driving to the venue, the closest car park is Interparking Albertina, using the entrance located on rue des Sols.
This car park is a 3 minute walk from the conference venue, crossing the Ravenstein Gallery
Note: Accommodation has not been booked for you. Hotels are subject to availability and best available rate at the time of booking.
Address: Rue Marche aux Herbes, Rue du Marché Aux Herbes 110, 1000 Bruxelles, Belgium
Approximately 5 minute walk from the event venue
Address: Grasmarkt, Rue du Marché Aux Herbes 100, 1000 Bruxelles, Belgium
Approximately 5 minute walk to the event venue
Address: Stormstraat 15, 1000 Brussel, Belgium
Approximately 4 minutes walk from the event venue
Address: Rue du Marché Aux Herbes, Brussels, Belgium
Approximately 7 minute walk to the event venue
Address: Rue de l’Amigo 1-3, 1000 Brussels
Approximately 11 minute walk to the event venue
Address: Carrefour de l’Europe 3, 1000 Brussels
Approximately 5 minute walk to the event venue
Address: Rue du Marché aux Herbes, 1000 Brussels
Approximately 7 minute walk to the event venue
Address: Boulevard de Waterloo 38, 1000 Brussels
Approximately 16 minute walk to the event venue
Note: Accommodation has not been booked for you. Hotels are subject to availability and best available rate at the time of booking.
Address: Rue Marche aux Herbes, Rue du Marché Aux Herbes 110, 1000 Bruxelles, Belgium
Approximately 5 minute walk from the event venue
Address: Grasmarkt, Rue du Marché Aux Herbes 100, 1000 Bruxelles, Belgium
Approximately 5 minute walk to the event venue
Address: Stormstraat 15, 1000 Brussel, Belgium
Approximately 4 minutes walk from the event venue
Address: Rue du Marché Aux Herbes, Brussels, Belgium
Approximately 7 minute walk to the event venue
Address: Rue de l’Amigo 1-3, 1000 Brussels
Approximately 11 minute walk to the event venue
Address: Carrefour de l’Europe 3, 1000 Brussels
Approximately 5 minute walk to the event venue
Address: Rue du Marché aux Herbes, 1000 Brussels
Approximately 7 minute walk to the event venue
Address: Boulevard de Waterloo 38, 1000 Brussels
Approximately 16 minute walk to the event venue
If you have any questions or you are interested in finding out more about the sponsorship opportunities available, please contact Miriam Brunson, EFAMA at info@efama.org
For more information on event logistics for IMF, please contact us using efama@forum-europe.com
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